Form: S-8

Initial registration statement for securities to be offered to employees pursuant to employee benefit plans

September 19, 2022

Documents

Exhibit 107

 

Calculation of Filing Fee Table

 

Form S-8

(Form Type)

 

Aethlon Medical, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered Securities 

 

Security

Type

Security

Class

Title

Fee

Calculation

Rule

Amount

Registered(1)

Proposed

Maximum

Offering

Price Per

Unit

Maximum

Aggregate

Offering

Price

Fee

Rate

Amount of

Registration

Fee
Equity Common Stock, $0.001 par value per share, 2020 Equity Incentive Plan Rule 457(c) and Rule 457(h) 1,800,000(2) $0.93(3) $1,674,000(3) 0.0000927 $155.18
Total Offering Amounts   $1,674,000   $155.18
Total Fee Offsets       —
Net Fee Due       $155.18

 

(1) Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of the Registrant’s Common Stock (the “Common Stock”) that become issuable under the Aethlon Medical, Inc. 2020 Equity Incentive Plan, as amended (the “2020 Plan”), by reason of any stock dividend, stock split, recapitalization or other similar transaction.

 

(2) Represents 1,800,000 additional shares of Common Stock available for issuance under the 2020 Plan pursuant to an amendment to the 2020 Plan approved by the Registrant’s stockholders on September 15, 2022.

 

(3) This estimate is made pursuant to Rule 457(h)(1) and Rule 457(c) of the Securities Act solely for purposes of calculating the registration fee. The proposed maximum offering price per unit and maximum aggregate offering price are based upon the average of the high and low prices of the Common Stock on September 16, 2022, as reported on The Nasdaq Capital Market.